EPSTEIN
page 3 / 331 . OCR, unverified
Regards,
Signature Verification
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From:
Stewart Oldfield
Sent:
8/1/2017 11:10:13 AM
To:
Vahe Stepanian
CC:
Bradley Gillin
Subject
RE: Trade Update 8/1/2017 ICI
; Cynthia Rodriguez
Let's see how it looks over the next month or so and decide. I think it is good to show deals closing, even if small
From: Vahe Stepanian
Sent: Tuesday, August 01, 2017 11:09 AM
To: Stewart Oldfield
Cc: Bradley Gillin <
>; Cynthia Rodriguez <
Subject: RE: Trade Update 8/1/2017 [C]
Classification: Confidential
I haven't put either Tisch or SFLLC trading on the pipeline (given small size) — but revenue is automatically tracked via
Pershing once traded. Happy to add if you feel otherwise.
From: Stewart Oldfield
Sent: Tuesday, August 01, 2017 10:59 AM
To: Vahe Stepanian <
Cc: Bradley Gillin <
>; Cynthia Rodriguez <
Subject: RE: Trade Update 8/1/2017 [CI
Are you managing the brokerage revenues through the KCP pipeline? Don't want to double count on my side.
Thanks
From: Vahe Stepanian
Sent: Tuesday, August 01, 2017 10:58 AM
To: Steve Warner <
Cc: Stewart Oldfield
>; Liam Osullivan <
Subject: Trade Update 8/1/2017 (Cl
Classification: Confidential
Steve — thus far, you've executed the following per our conversation:
S 5,400 L @ $48.61185
Please give me a call if you wish to amend your order.
Thank you,
Vahe
Vahe Stepanian
Key Client Partners
Deutsche Bank Securities Inc.
Tel.
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Mobile
Email
KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3). and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in
evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to
execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products. investment ideas and solutions and related matters discussed herein are provided for discussion purposes only.
and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice.
The information set forth herein is confidential arid personal to you and is being presented for your information and for discussion purposes only. Any
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From:
Sent:
12/6/2017 9:29:27 AM
To:
sigver dbgps
tewart0ldfield
CC:
Muhammod J Uddin
; Joy E
Mitchel
eresa Metall
Lisa-M Ramo
Julianl Leff
; Kavish Sharma
Shreyas-S Apt
plabdhi Singh
may
; Hemant Kumar-
Sharma
Bradley Gillin
• William-M Finn
Subject:
RE: EMS/061217145454: Check referrals: 42953758 - 130611)
Classification: For Intone' use only
Okay to post
Kind regards,
Cynthia Rodriguez
Cynthia Rodriguez
Assistant Vice President
Deutsche Bark Trust Company Americas
Deutsche Bark Wealth Management
345 Park Avenue 24th Fl 10154-0004 New York, NY, USA
From: sigver dbgps
Sent: Wednesday, December 06, 2017 9:09 AM
To: Stewart Oldfield <stewart.oldfield@db.com>
Cc
Teresa Metallo
uhammod J Uddin
• Jo i
itil
m E
Lisa-M Ramos
Julian J Leff
dbgps <
IMINIMMIKavish Sharma
Uplabdhi Singh
Hemant Kumar-Sharma
• Shreyas-S Apte
• Vina J
; Bradley Gillin
>; Cynthia Rodriguez
; Wi iam-M Finn
Subject: EMS/061217145454: Check referrals
Classification : For internal use only
Hi All,
Please respond with a pay/no pay decision for the mentioned in the attachment - Signature not on
file
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